Due Diligence Analyst

| Greater Boston Area

SUMMARY

Conduct initial and ongoing due diligence analysis of asset managers and investment opportunities and ad hoc and routine research on investment related topics (Conduct the periodic delivery and review of aggregated information via data entry & automation (i.e. scorecards, performance reporting, due diligence summaries). Manage or conduct focused, short time horizon Due Diligence projects and projects that may have a long time horizon and broad impact across the company. Manage Due Diligence / Vendor interactions, such as gathering information, coordinating communication, conducting & coordinating site visits. Assessment of asset manager’s compliance program and governance environment. Consult with other departments to help them understand how investment issues and due diligence findings impact their areas of concern. 

RESPONSIBILITIES

The Due Diligence (Middle Office) role will be primarily responsible for the following:

  • Assessment of Investment Manager’s operational infrastructure and governance models.
  • Tracking progress and communication with Portfolio Management on pipeline of deal flow.
  • Record findings in written format, utilizing Salesforce, Microsoft products and other templates
  • Present results to Portfolio Management and other stakeholder’s via committee meetings.
  • On-going monitoring and oversight of investment managers and external service providers
  • Collaborating and communicating with stakeholders within Investment Management as well as with other cross-functional business partners
  • Maintaining and improving standard work, policies/procedures and process workflows
  • Ad-hoc projects such as, technology enhancements and special projects that leverage the due diligence process

The Due Diligence (Middle Office) role will have secondary responsibilities such as:

  • Support and coordination with internal investment compliance team on reporting items as needed.
  • Investment portfolio guideline testing and reporting

QUALIFICATIONS

  • Four year college degree
  • 3+ years working in the financial services sector with regulatory compliance experience. 
  • Investment Adviser Certified Compliance Professional designation or interest in pursuing
  • Advanced knowledge and experience using Microsoft Office products (primarily Excel, PowerPoint, BI and Access)
  • Must be eligible to work in the US without sponsorship now or in the future.
  • Position may require up to a 30% travel commitment on a rolling twelve month basis

PREFERRED QUALIFICATIONS

  • Knowledge of financial securities markets, language and products
  • Strong analytic and problem solving skills
  • Excellent verbal and written communication skills
  • Independent and self-motivated, with the ability to directly address conflicts and escalate issues where appropriate
  • A sense of urgency, with the ability to prioritize / multi-task well
  • Strong client focus and ability to partner with various internal groups and client coverage
  • Risk and controls awareness
  • Adaptability and ability to thrive in a fast-paced, changing environment
  • Strong attention to detail, while accurately processing large volumes of work amongst competing priorities
  • Recognition of patterns and trends in data operations and identify opportunities for improving processes and systems
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Technology we use

  • Engineering
  • Product
    • .NETLanguages
    • JavaLanguages
    • JavascriptLanguages
    • KotlinLanguages
    • PythonLanguages
    • RubyLanguages
    • ScalaLanguages
    • BashLanguages
    • GroovyLanguages
    • D3JSLibraries
    • ReactLibraries
    • ReduxLibraries
    • Twitter BootstrapLibraries
    • Redux SagaLibraries
    • ExpressFrameworks
    • Node.jsFrameworks
    • Ruby on RailsFrameworks
    • SpringFrameworks
    • Microsoft SQL ServerDatabases
    • MongoDBDatabases
    • PostgreSQLDatabases
    • SQLiteDatabases
    • TeradataDatabases
    • Google AnalyticsAnalytics
    • OptimizelyAnalytics
    • TealiumAnalytics
    • SnowplowAnalytics
    • LookerAnalytics
    • IllustratorDesign
    • InVisionDesign
    • PhotoshopDesign
    • SketchDesign
    • Aha!Management
    • BasecampManagement
    • ConfluenceManagement
    • JIRAManagement
    • TrelloManagement

Location

470 Atlantic Avenue, Boston, MA 02110

An Insider's view of MassMutual

How do you collaborate with other teams in the company?

As a Product Owner, I spend most of my time collaborating with others across different business units. On any given day, I could be spending time brainstorming design concepts of upcoming features with our design team or assisting them with presenting these concepts to outside users as part of our user testing process.

Ryan

Digital Product Owner

What makes someone successful on your team?

Successful people on my team are: passionate, curious, receptive, and engaged. Each team member is expected to be passionate about the work that they do, and the domains in which they practice. They are always solving unique problems and must be curious about finding new solutions.

David

Digital Lead

What’s the vibe like in the office?

We work in an open floor plan, so there is a lot of opportunity for networking across roles, teams and levels. Everyone is very friendly and welcomes the opportunity to get to know other people on the floor.

Kristina

Digital Product Manager

What are MassMutual Perks + Benefits

MassMutual Benefits Overview

At MassMutual, employees have the opportunity to earn a competitive salary and bonus, enroll in an
array of benefits, and participate in programs and services that support healthy lifestyles, assist them
in building financial security for themselves and their families and help them live well-balanced lives.

Health Insurance & Wellness Benefits
Flexible Spending Account (FSA)
Disability Insurance
Dental Benefits
Vision Benefits
Health Insurance Benefits
Life Insurance
Wellness Programs
Retirement & Stock Options Benefits
401(K)
401(K) Matching
Child Care & Parental Leave Benefits
Child Care Benefits
Generous Parental Leave
Adoption Assistance
Vacation & Time Off Benefits
Generous PTO
Paid Volunteer Time
Paid Holidays
Paid Sick Days
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